SRA Investigations

SRA Investigations is a comprehensive step-by-step guide to the law and practice relating to investigations by the SRA. From the initial decision to commence an investigation through to the conclusion to close the investigation or take disciplinary or regulatory action, this book outlines what to expect and provides guidance in this specialist area.

Key areas covered include:

• Details of the SRA's various powers
• Step-by-step guide to the procedure in an investigation
• Summary of the possible disciplinary and regulatory action
• Practical insight into what the SRA can and cannot do during their investigation
• Application of the fixed financial penalty regime
• The SRA's review and appeal procedure