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Broker-Dealer Compliance
Tallenna

Broker-Dealer Compliance

Kirjailija:
pokkari, 2023
englanti
Broker-Dealer Compliance is a concise yet comprehensive guide that reviews the state of broker-dealer compliance, both from general and practical perspectives. While the book has a practical focus, it also makes use of legal scholarship and behavioral and organizational literature on compliance that have grown exponentially in recent years.
Alaotsikko
A Case-based Guide to Compliance Program Elements and Practices
Kirjailija
James A. Fanto
ISBN
9781800889583
Kieli
englanti
Paino
188 grammaa
Julkaisupäivä
19.5.2023
Sivumäärä
222