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totalt 15 treff
Broker-Dealer Regulation in a Nutshell
Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market …
Securities Regulation
Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and …
Securities Regulation in a Nutshell
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory …
The Law of Securities Regulation
This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," …
Corporations, Other Limited Liability Entities and Partnerships, Statutory Supplement, 2021-2022
This supplement is designed for a basic business organizations course focusing on corporations, limited liability companies, and partnerships. Statutes include up-to-date versions …
Principles of Securities Regulation
This book includes the most recent developments in securities regulation in an accessible format. Authoritative coverage includes the definition of “security,” registration and …
Advanced Introduction to U.S. Federal Securities Law
Corporations and Other Business Enterprises
Securities Regulation
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate …
Business Organizations Law
Clear, succinct, descriptions of the reasoning and policy issues underlying corporate law that is accessible to law students with no business or economic background. The 2020 …
Securities Regulation
The Tenth Edition covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments. In addition to the leading …