Sökt på: Thomas Lee Hazen
totalt 15 träffar
![Broker-Dealer Regulation in a Nutshell](https://s1.adlibris.com/images/60323202/broker-dealer-regulation-in-a-nutshell.jpg)
Broker-Dealer Regulation in a Nutshell
Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market …
![Securities Regulation](https://s2.adlibris.com/images/62026150/securities-regulation.jpg)
Securities Regulation
Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and …
![Securities Regulation in a Nutshell](https://s1.adlibris.com/images/59582338/securities-regulation-in-a-nutshell.jpg)
Securities Regulation in a Nutshell
This title will help you acquire an understanding of the basic content and organization of federal and state securities law. It provides a summary of an intricate regulatory …
![The Law of Securities Regulation](https://s2.adlibris.com/images/59578264/the-law-of-securities-regulation.jpg)
The Law of Securities Regulation
This Hornbook is a comprehensive secondary source for the study of Securities Regulation. It also can serve as a lawyer's desk book. Coverage includes definition of "security," …
![Corporations, Other Limited Liability Entities and Partnerships, Statutory Supplement, 2021-2022](https://s1.adlibris.com/images/60556077/corporations-other-limited-liability-entities-and-partnerships-statutory-supplement-2021-2022.jpg)
Corporations, Other Limited Liability Entities and Partnerships, Statutory Supplement, 2021-2022
This supplement is designed for a basic business organizations course focusing on corporations, limited liability companies, and partnerships. Statutes include up-to-date versions …
![Principles of Securities Regulation](https://s1.adlibris.com/images/59675455/principles-of-securities-regulation.jpg)
Principles of Securities Regulation
This book includes the most recent developments in securities regulation in an accessible format. Authoritative coverage includes the definition of “security,” registration and …
![Advanced Introduction to U.S. Federal Securities Law](https://s2.adlibris.com/images/61824746/advanced-introduction-to-us-federal-securities-law.jpg)
Advanced Introduction to U.S. Federal Securities Law
![Corporations and Other Business Enterprises](https://s2.adlibris.com/images/59988691/corporations-and-other-business-enterprises.jpg)
Corporations and Other Business Enterprises
![Securities Regulation](https://s2.adlibris.com/images/9279137/securities-regulation.jpg)
Securities Regulation
The book is designed to provide an understanding of the federal securities laws; emphasizing those areas of the law that are likely to be confronted in a general or corporate …
![Business Organizations Law](https://s2.adlibris.com/images/57544377/business-organizations-law.jpg)
Business Organizations Law
Clear, succinct, descriptions of the reasoning and policy issues underlying corporate law that is accessible to law students with no business or economic background. The 2020 …
![Securities Regulation](https://s2.adlibris.com/images/58731991/securities-regulation.jpg)
Securities Regulation
The Tenth Edition covers recent developments in the courts and SEC rulemaking, including 1933 Act registration and broker-dealer regulation developments. In addition to the leading …