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This thoroughly revised and updated text is for use in law school classes on insider trading, securities regulation, or business associations. In a thorough yet compact fashion, it …
New book purchase includes complimentary digital access to the eBook.Selections in the book include the text of basic federal securities laws, related Securities and Exchange …
The Fifth Edition continues the casebook's traditional focus on Exchange Act Section 10(b)/Rule 10b-5 securities fraud litigation initiated by private plaintiffs, SEC enforcement …
This product contains an outline on securities regulation. Topics covered include the Securities and Exchange Commission, the Securities Act of 1933 (including interests covered, …
A federal securities laws supplement, providing selected statutes, rules, and forms. This is the most complete supplement available. Contents include the Securities Act of 1933, …
Selections in the book include the text of basic federal securities laws, related Securities and Exchange Commission (SEC) rules and forms, and other selected related laws and …
Provides an introduction and overview of broker-dealer regulation in the securities markets. The book covers broker-dealer front office and back office issues as well as market …